604-336-0185 info@thephoenixfund.ca

INVESTOR OVERVIEW

Minimum Investment: $5,000

Incremental Investment: $1,000

Investor Qualification: Bonds are offered to investors resident in the provinces and territories of Canada (the “Offering Jurisdictions”) pursuant to applicable exemptions from the prospectus requirements of the securities laws in the Offering Jurisdictions. Subscriptions will be accepted from an investor who is purchasing Units with a minimum investment of $150,000, or an investor is an ‘accredited investor” as described in applicable securities (for Ontario see Appendix A, for Alberta, Saskatchewan and Manitoba see Exhibit 3) provide link to form

RRSP/RRIF/TFSA: Eligible

Subscription: On the 1st of each month

Distributions: On or about the 15th of January, April, July, and October

Taxation: Distributions received by investors are treated as interest income and taxed accordingly

Investor Reporting: Annual financial statements

Redemption Fee:

  • Early Redemption Notices received prior to November 30, 2014 – a redemption fee equal to 5% of the Principal Amount
  • Early Redemption Notices received between December 1, 2014 to November 30, 2015 – a redemption fee equal to 4% of the Principal Amount
  • Early Redemption Notices received between December 1, 2015 to November 30, 2016 – a redemption fee equal to 3% of the Principal Amount
  • Early Redemption Notices received between December 1, 2016 to November 30, 2017 – a redemption fee equal to 2% of the Principal Amount
  • Early Redemption Notices received between December 1, 2017 to November 30, 2018 – a redemption fee equal to 1% of the Principal Amount
  • Early Redemption Notices received prior to November 30, 2014 – a redemption fee equal to 5% of the Principal Amount
  • Early Redemption Notices received between December 1, 2014 to November 30, 2015 – a redemption fee equal to 4% of the Principal Amount
  • Early Redemption Notices received between December 1, 2015 to November 30, 2016 – a redemption fee equal to 3% of the Principal Amount
  •  Early Redemption Notices received between December 1, 2016 to November 30, 2017 – a redemption fee equal to 2% of the Principal Amount
  • Early Redemption Notices received between December 1, 2017 to November 30, 2018 – a redemption fee equal to 1% of the Principal Amount